Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$919K ﹤0.01%
34,388
+132
427
$919K ﹤0.01%
+3,091
428
$918K ﹤0.01%
+15,869
429
$917K ﹤0.01%
18,246
-3,265
430
$917K ﹤0.01%
125,130
+33,514
431
$916K ﹤0.01%
24,383
+17,499
432
$914K ﹤0.01%
+1,869
433
$914K ﹤0.01%
25,683
+6,558
434
$913K ﹤0.01%
+83,309
435
$912K ﹤0.01%
71,208
+66,942
436
$911K ﹤0.01%
3,844
-22,095
437
$910K ﹤0.01%
13,094
-5,244
438
$907K ﹤0.01%
6,963
+1,796
439
$906K ﹤0.01%
+28,575
440
$905K ﹤0.01%
112,093
+85,324
441
$904K ﹤0.01%
+2,604
442
$903K ﹤0.01%
13,168
+13,008
443
$901K ﹤0.01%
+18,865
444
$900K ﹤0.01%
262,646
+74,952
445
$899K ﹤0.01%
384,590
+372,544
446
$891K ﹤0.01%
28,289
-4,699
447
$891K ﹤0.01%
1,881
+102
448
$890K ﹤0.01%
+6,913
449
$889K ﹤0.01%
62,351
+9,681
450
$886K ﹤0.01%
+43,488