Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$560K ﹤0.01%
62,442
+62,342
427
$558K ﹤0.01%
+2,806
428
$558K ﹤0.01%
52,559
+45,933
429
$552K ﹤0.01%
87
+42
430
$551K ﹤0.01%
3,106
+1,965
431
$545K ﹤0.01%
+4,932
432
$542K ﹤0.01%
15,818
+4,177
433
$541K ﹤0.01%
+9,206
434
$540K ﹤0.01%
28,121
-7,766
435
$536K ﹤0.01%
55,311
+25,168
436
$536K ﹤0.01%
22,070
-5,190
437
$534K ﹤0.01%
+2,963
438
$533K ﹤0.01%
+151,769
439
$533K ﹤0.01%
22,731
+7,938
440
$531K ﹤0.01%
18,554
+11,157
441
$531K ﹤0.01%
+8,143
442
$529K ﹤0.01%
22,130
-5,265
443
$528K ﹤0.01%
49,483
-22,607
444
$527K ﹤0.01%
25,112
-3
445
$524K ﹤0.01%
10,375
-2,669
446
$521K ﹤0.01%
69,670
-27,310
447
$519K ﹤0.01%
196,769
+143,362
448
$519K ﹤0.01%
+37,475
449
$518K ﹤0.01%
3,760
-4,040
450
$517K ﹤0.01%
16,966
-2,751