Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$462K ﹤0.01%
20,755
+14,720
427
$460K ﹤0.01%
28,104
-29,188
428
$459K ﹤0.01%
131,366
+126,807
429
$458K ﹤0.01%
+8,075
430
$457K ﹤0.01%
+37,413
431
$455K ﹤0.01%
3,847
+2,561
432
$454K ﹤0.01%
7,056
+2,738
433
$453K ﹤0.01%
+7,140
434
$451K ﹤0.01%
32,768
+32,289
435
$448K ﹤0.01%
5,051
+381
436
$445K ﹤0.01%
+46,750
437
$440K ﹤0.01%
+2,497
438
$440K ﹤0.01%
12,349
+2,777
439
$439K ﹤0.01%
38,708
+38,425
440
$438K ﹤0.01%
3,609
-3,873
441
$437K ﹤0.01%
35,048
-2,246
442
$434K ﹤0.01%
7,323
+3,960
443
$432K ﹤0.01%
212
-469
444
$432K ﹤0.01%
+4,302
445
$430K ﹤0.01%
+3,725
446
$429K ﹤0.01%
37,535
-35,691
447
$427K ﹤0.01%
22,047
+19,589
448
$425K ﹤0.01%
67,626
+19,251
449
$425K ﹤0.01%
13,530
+6,152
450
$424K ﹤0.01%
10,594
-10,444