Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$569K ﹤0.01%
29,062
-1,673
427
$567K ﹤0.01%
16,072
+10,678
428
$567K ﹤0.01%
50,264
-6,212
429
$566K ﹤0.01%
18,873
-67,297
430
$564K ﹤0.01%
24,998
+692
431
$560K ﹤0.01%
10,130
+6,176
432
$560K ﹤0.01%
+11,435
433
$558K ﹤0.01%
+5,664
434
$554K ﹤0.01%
+125,137
435
$552K ﹤0.01%
22,899
+3,716
436
$547K ﹤0.01%
27,533
+24,978
437
$546K ﹤0.01%
+143,140
438
$546K ﹤0.01%
11,421
+10,776
439
$545K ﹤0.01%
+9,181
440
$539K ﹤0.01%
+1,132
441
$536K ﹤0.01%
+1,673
442
$535K ﹤0.01%
6,683
-642
443
$532K ﹤0.01%
15,117
+14,231
444
$526K ﹤0.01%
13,954
+12,377
445
$518K ﹤0.01%
12,026
+7,826
446
$517K ﹤0.01%
28,339
+20,183
447
$516K ﹤0.01%
60,160
+44,409
448
$514K ﹤0.01%
57,009
+53,964
449
$514K ﹤0.01%
41,315
-7,780
450
$514K ﹤0.01%
20,652
+8,102