Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$895K ﹤0.01%
+10,385
402
$893K ﹤0.01%
+2,142
403
$880K ﹤0.01%
257,325
+117,963
404
$877K ﹤0.01%
3,821
-1,887
405
$874K ﹤0.01%
+29,253
406
$873K ﹤0.01%
15,092
-11,602
407
$872K ﹤0.01%
14,867
+10,631
408
$871K ﹤0.01%
38,047
-513
409
$866K ﹤0.01%
5,875
+3,318
410
$863K ﹤0.01%
42,887
+26,309
411
$863K ﹤0.01%
59,702
+37,039
412
$862K ﹤0.01%
18,294
+136
413
$857K ﹤0.01%
88,180
-22,807
414
$856K ﹤0.01%
92,787
-224,957
415
$855K ﹤0.01%
+60,039
416
$853K ﹤0.01%
+83,146
417
$850K ﹤0.01%
+18,724
418
$840K ﹤0.01%
47,828
+2,533
419
$838K ﹤0.01%
27,401
+26,303
420
$833K ﹤0.01%
+26,140
421
$832K ﹤0.01%
48,830
+14,950
422
$831K ﹤0.01%
204,913
+645
423
$830K ﹤0.01%
+10,141
424
$824K ﹤0.01%
95,837
-48,965
425
$819K ﹤0.01%
20,713
+3,223