Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$983K ﹤0.01%
28,600
+26,115
402
$978K ﹤0.01%
+15,687
403
$975K ﹤0.01%
+71,816
404
$974K ﹤0.01%
41,346
+27,658
405
$974K ﹤0.01%
46,536
-38,772
406
$972K ﹤0.01%
24,921
-13,783
407
$972K ﹤0.01%
261,638
+226,140
408
$970K ﹤0.01%
41,052
-32,323
409
$967K ﹤0.01%
2,651
-185
410
$965K ﹤0.01%
+96,595
411
$961K ﹤0.01%
+32,475
412
$960K ﹤0.01%
+38,224
413
$960K ﹤0.01%
50,920
+43,895
414
$957K ﹤0.01%
339
-927
415
$956K ﹤0.01%
64,862
+57,508
416
$952K ﹤0.01%
4,500
-15,668
417
$950K ﹤0.01%
15,135
+8,019
418
$948K ﹤0.01%
+28,144
419
$940K ﹤0.01%
22,877
-2,140
420
$939K ﹤0.01%
14,767
+14,753
421
$938K ﹤0.01%
54,482
+52,579
422
$936K ﹤0.01%
39,460
-28,528
423
$930K ﹤0.01%
+6,793
424
$926K ﹤0.01%
+8,563
425
$920K ﹤0.01%
25,735
-1,007