Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.5B
AUM Growth
+$480M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,620
New
Increased
Reduced
Closed

Top Buys

1 +$80M
2 +$45.3M
3 +$38.8M
4
AMZN icon
Amazon
AMZN
+$38.6M
5
TSLA icon
Tesla
TSLA
+$36M

Top Sells

1 +$46.4M
2 +$29.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
NVDA icon
NVIDIA
NVDA
+$14.3M

Sector Composition

1 Technology 22.73%
2 Consumer Discretionary 17.54%
3 Communication Services 10.03%
4 Healthcare 9.29%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$626K ﹤0.01%
+13,195
402
$626K ﹤0.01%
71,650
+68,243
403
$625K ﹤0.01%
+39,110
404
$619K ﹤0.01%
+12,156
405
$618K ﹤0.01%
58,271
+51,476
406
$618K ﹤0.01%
17,587
-7,630
407
$608K ﹤0.01%
53,277
+31,756
408
$607K ﹤0.01%
17,731
-3,732
409
$603K ﹤0.01%
+20,695
410
$603K ﹤0.01%
17,317
+5,760
411
$599K ﹤0.01%
5,679
-2,340
412
$597K ﹤0.01%
+4,672
413
$596K ﹤0.01%
19,633
+5,912
414
$591K ﹤0.01%
37,318
+11,775
415
$590K ﹤0.01%
18,660
-7,913
416
$587K ﹤0.01%
10,075
+6,008
417
$585K ﹤0.01%
11,744
-4,841
418
$581K ﹤0.01%
68,600
-40,703
419
$578K ﹤0.01%
1,349
-362
420
$575K ﹤0.01%
725
-1,742
421
$568K ﹤0.01%
+44,199
422
$567K ﹤0.01%
13,780
-24,000
423
$562K ﹤0.01%
+2,642
424
$560K ﹤0.01%
7,894
-15,484
425
$558K ﹤0.01%
9,373
+3,472