Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$433K ﹤0.01%
+128,012
402
$430K ﹤0.01%
34
-44
403
$429K ﹤0.01%
3,807
+2,722
404
$429K ﹤0.01%
9,462
-8,552
405
$428K ﹤0.01%
19,060
-13,446
406
$427K ﹤0.01%
+7,557
407
$426K ﹤0.01%
15,596
-67,764
408
$426K ﹤0.01%
4,231
-7,271
409
$425K ﹤0.01%
3,056
+2,945
410
$423K ﹤0.01%
24,861
+19,137
411
$423K ﹤0.01%
24,058
-18,757
412
$423K ﹤0.01%
8,824
+8,180
413
$420K ﹤0.01%
+3,568
414
$419K ﹤0.01%
14,509
+2,534
415
$415K ﹤0.01%
+21,518
416
$415K ﹤0.01%
+2,741
417
$415K ﹤0.01%
8,737
+389
418
$415K ﹤0.01%
+31,009
419
$412K ﹤0.01%
18,935
-2,177
420
$411K ﹤0.01%
39,328
+32,632
421
$411K ﹤0.01%
22,615
+20,083
422
$408K ﹤0.01%
+2,746
423
$407K ﹤0.01%
19,932
+15,101
424
$405K ﹤0.01%
+4,533
425
$404K ﹤0.01%
14,999
+11,322