Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$615K ﹤0.01%
3,617
-3,810
402
$614K ﹤0.01%
19,644
-269,703
403
$613K ﹤0.01%
+18,651
404
$612K ﹤0.01%
10,578
-24,095
405
$612K ﹤0.01%
+7,604
406
$608K ﹤0.01%
27,405
+297
407
$608K ﹤0.01%
7,360
+4,313
408
$605K ﹤0.01%
+13,951
409
$603K ﹤0.01%
+60,385
410
$596K ﹤0.01%
32,181
-4,998
411
$593K ﹤0.01%
15,385
-14,079
412
$590K ﹤0.01%
3,135
-7,625
413
$590K ﹤0.01%
6,716
-38,055
414
$589K ﹤0.01%
40,673
-16,027
415
$586K ﹤0.01%
21,112
-37,512
416
$585K ﹤0.01%
34,953
+21,685
417
$583K ﹤0.01%
99,655
+98,427
418
$581K ﹤0.01%
+8,039
419
$577K ﹤0.01%
2,849
-5,202
420
$575K ﹤0.01%
6,181
+607
421
$573K ﹤0.01%
+10,506
422
$572K ﹤0.01%
4,315
-5,223
423
$570K ﹤0.01%
18,126
+4,980
424
$570K ﹤0.01%
9,592
-2,892
425
$569K ﹤0.01%
+32,136