Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$590K 0.03%
+7,248
402
$589K 0.03%
+16,675
403
$589K 0.03%
10,182
+9,497
404
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+20,364
405
$581K 0.03%
3,547
-1,731
406
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+20,016
407
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+73,522
408
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+16,001
409
$575K 0.02%
8,843
-2,936
410
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411
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18,198
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412
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46,163
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413
$563K 0.02%
25,490
+20,253
414
$561K 0.02%
71,865
+32,850
415
$560K 0.02%
+17,227
416
$556K 0.02%
5,966
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417
$555K 0.02%
18,106
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418
$547K 0.02%
+8,703
419
$547K 0.02%
35,914
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420
$544K 0.02%
+12,874
421
$539K 0.02%
81,185
+22,720
422
$535K 0.02%
+4,434
423
$535K 0.02%
+28,870
424
$535K 0.02%
7,898
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425
$535K 0.02%
13,655
+6,390