Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$1.29M ﹤0.01%
172,444
-466
377
$1.29M ﹤0.01%
32,141
-28,840
378
$1.29M ﹤0.01%
18,715
-40,846
379
$1.29M ﹤0.01%
2,729
+608
380
$1.29M ﹤0.01%
34,275
-19,813
381
$1.29M ﹤0.01%
110,531
+31,537
382
$1.28M ﹤0.01%
+12,429
383
$1.27M ﹤0.01%
+144,855
384
$1.26M ﹤0.01%
84,541
-7,606
385
$1.24M ﹤0.01%
68,852
+41,248
386
$1.23M ﹤0.01%
47,787
+10,289
387
$1.21M ﹤0.01%
32,253
+10,932
388
$1.21M ﹤0.01%
27,366
-11,793
389
$1.19M ﹤0.01%
+34,730
390
$1.19M ﹤0.01%
348,937
+219,083
391
$1.19M ﹤0.01%
481,355
+236,579
392
$1.19M ﹤0.01%
60,791
+51,385
393
$1.18M ﹤0.01%
+19,130
394
$1.18M ﹤0.01%
204,245
+90,362
395
$1.17M ﹤0.01%
+5,323
396
$1.17M ﹤0.01%
20,652
+11,189
397
$1.17M ﹤0.01%
+4,688
398
$1.16M ﹤0.01%
+21,835
399
$1.16M ﹤0.01%
+5,732
400
$1.15M ﹤0.01%
+20,598