Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$930K ﹤0.01%
4,620
+2,708
377
$929K ﹤0.01%
11,222
+280
378
$929K ﹤0.01%
+13,074
379
$928K ﹤0.01%
163,695
-26,203
380
$923K ﹤0.01%
87,260
+21,075
381
$922K ﹤0.01%
9,840
+5,789
382
$920K ﹤0.01%
38,598
-47,275
383
$919K ﹤0.01%
298,438
-181,275
384
$916K ﹤0.01%
+14,082
385
$913K ﹤0.01%
4,130
+2,130
386
$912K ﹤0.01%
5,852
-10,848
387
$903K ﹤0.01%
5,221
+2,123
388
$898K ﹤0.01%
124,118
+122,981
389
$898K ﹤0.01%
53,192
-29,167
390
$896K ﹤0.01%
9,452
-81,501
391
$895K ﹤0.01%
2,837
-48,204
392
$895K ﹤0.01%
274,743
+112,394
393
$893K ﹤0.01%
150,498
+20,945
394
$892K ﹤0.01%
80,372
+78,701
395
$891K ﹤0.01%
+18,158
396
$885K ﹤0.01%
41,576
-3,809
397
$884K ﹤0.01%
52,370
+13,873
398
0
399
$874K ﹤0.01%
86,665
+76,017
400
$874K ﹤0.01%
+4,241