Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$1.57M ﹤0.01%
27,755
+450
377
$1.57M ﹤0.01%
3,425
378
$1.56M ﹤0.01%
17,593
+1
379
$1.56M ﹤0.01%
36,686
+2,750
380
$1.56M ﹤0.01%
70,408
381
$1.55M ﹤0.01%
35,441
-12,806
382
$1.55M ﹤0.01%
82,256
+1,776
383
$1.54M ﹤0.01%
30,126
-3,030
384
$1.53M ﹤0.01%
146,781
+380
385
$1.51M ﹤0.01%
32,223
386
$1.5M ﹤0.01%
9,644
+100
387
$1.5M ﹤0.01%
31,983
388
$1.5M ﹤0.01%
11,374
-5,687
389
$1.5M ﹤0.01%
56,183
-3,705
390
$1.49M ﹤0.01%
382
-99
391
$1.47M ﹤0.01%
27,863
+3,356
392
$1.47M ﹤0.01%
33,551
-1,730
393
$1.47M ﹤0.01%
5,973
+387
394
$1.47M ﹤0.01%
13,252
-100
395
$1.46M ﹤0.01%
18,711
-90
396
$1.46M ﹤0.01%
5,873
+200
397
$1.46M ﹤0.01%
15,180
+710
398
$1.45M ﹤0.01%
31,662
+10,551
399
$1.45M ﹤0.01%
74,696
+17,283
400
$1.44M ﹤0.01%
12,878
-3,979