Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$681K ﹤0.01%
32,529
-13,740
377
$678K ﹤0.01%
39,298
-88,180
378
$676K ﹤0.01%
73,177
+9,825
379
$671K ﹤0.01%
18,885
+11,730
380
$671K ﹤0.01%
64,796
+57,300
381
$669K ﹤0.01%
2,145
-18,066
382
$668K ﹤0.01%
6,799
-22,943
383
$667K ﹤0.01%
+5,275
384
$667K ﹤0.01%
90,108
-4,502
385
$666K ﹤0.01%
+16,581
386
$666K ﹤0.01%
15,627
+14,627
387
$659K ﹤0.01%
21,178
+7,259
388
$658K ﹤0.01%
2,574
+1,374
389
$656K ﹤0.01%
+12,865
390
$654K ﹤0.01%
12,934
+10,790
391
$650K ﹤0.01%
+79,196
392
$649K ﹤0.01%
57,517
+41,795
393
$645K ﹤0.01%
+6,575
394
$641K ﹤0.01%
52,268
+42,814
395
$630K ﹤0.01%
10,697
+4,685
396
$628K ﹤0.01%
33,466
+15,287
397
$628K ﹤0.01%
3,235
+1,476
398
$623K ﹤0.01%
48,906
+44,517
399
$622K ﹤0.01%
69,518
+33,221
400
$620K ﹤0.01%
+4,785