Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.5B
AUM Growth
+$480M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,620
New
Increased
Reduced
Closed

Top Buys

1 +$80M
2 +$45.3M
3 +$38.8M
4
AMZN icon
Amazon
AMZN
+$38.6M
5
TSLA icon
Tesla
TSLA
+$36M

Top Sells

1 +$46.4M
2 +$29.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
NVDA icon
NVIDIA
NVDA
+$14.3M

Sector Composition

1 Technology 22.73%
2 Consumer Discretionary 17.54%
3 Communication Services 10.03%
4 Healthcare 9.29%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$677K ﹤0.01%
38,454
+31,492
377
$674K ﹤0.01%
4,070
+2,937
378
$673K ﹤0.01%
+7,112
379
$673K ﹤0.01%
100,148
+86,153
380
$667K ﹤0.01%
14,190
+6,442
381
$666K ﹤0.01%
24,066
+10,323
382
$662K ﹤0.01%
+80,019
383
$662K ﹤0.01%
15,879
+9,004
384
$660K ﹤0.01%
5,364
+1,510
385
$655K ﹤0.01%
11,705
+11,615
386
$654K ﹤0.01%
+17,218
387
$653K ﹤0.01%
+2,829
388
$652K ﹤0.01%
906
-295
389
$650K ﹤0.01%
+11,159
390
$649K ﹤0.01%
29,229
-68,393
391
$647K ﹤0.01%
+10,874
392
$645K ﹤0.01%
20,318
+15,620
393
$642K ﹤0.01%
7,555
-13,225
394
$640K ﹤0.01%
15,060
+1,827
395
$640K ﹤0.01%
+8,754
396
$635K ﹤0.01%
+10,349
397
$634K ﹤0.01%
417,156
+373,920
398
$634K ﹤0.01%
32,452
-25,499
399
$634K ﹤0.01%
25
+24
400
$627K ﹤0.01%
4,601
+3,886