Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$493K ﹤0.01%
17,694
+14,948
377
$491K ﹤0.01%
9,702
-1,719
378
$489K ﹤0.01%
18,494
+18,028
379
$488K ﹤0.01%
11,528
+11,222
380
$480K ﹤0.01%
36,579
-14,662
381
$478K ﹤0.01%
22,632
+15,062
382
$476K ﹤0.01%
23,702
+7,962
383
$474K ﹤0.01%
32,493
+19,055
384
$471K ﹤0.01%
+3,027
385
$470K ﹤0.01%
6,226
+6,082
386
$469K ﹤0.01%
+7,788
387
$468K ﹤0.01%
5,870
-1,490
388
$467K ﹤0.01%
7,110
-2,071
389
$463K ﹤0.01%
65,427
+8,135
390
$462K ﹤0.01%
+10,626
391
$461K ﹤0.01%
40,180
+23,220
392
$457K ﹤0.01%
5,427
-237
393
$452K ﹤0.01%
2,066
+1,307
394
$450K ﹤0.01%
+77,065
395
$450K ﹤0.01%
+19,219
396
$444K ﹤0.01%
6,590
+2,165
397
$443K ﹤0.01%
899
-1,064
398
$441K ﹤0.01%
25,584
-34,614
399
$438K ﹤0.01%
4,018
+2,847
400
$435K ﹤0.01%
37,294
+32,142