Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$674K ﹤0.01%
2,648
+504
377
$670K ﹤0.01%
8,695
-7,604
378
$669K ﹤0.01%
3,908
+734
379
$662K ﹤0.01%
+15,851
380
$658K ﹤0.01%
120,217
+61,548
381
$655K ﹤0.01%
23,706
+23,608
382
$650K ﹤0.01%
22,309
-3,346
383
$650K ﹤0.01%
15,350
+12,385
384
$650K ﹤0.01%
+5,743
385
$648K ﹤0.01%
+27,588
386
$646K ﹤0.01%
17,214
-118,194
387
$642K ﹤0.01%
541
-427
388
$641K ﹤0.01%
84,435
-64,483
389
$639K ﹤0.01%
9,647
+4,104
390
$639K ﹤0.01%
+9,174
391
$634K ﹤0.01%
26,365
+7,977
392
$634K ﹤0.01%
37,358
+15,497
393
$631K ﹤0.01%
+7,408
394
$631K ﹤0.01%
16,778
-12,061
395
$629K ﹤0.01%
11,204
+1,571
396
$626K ﹤0.01%
17,582
+12,744
397
$626K ﹤0.01%
+8,558
398
$623K ﹤0.01%
+20,076
399
$619K ﹤0.01%
21,547
+20,216
400
$618K ﹤0.01%
21,141
+2,958