Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$283K 0.02%
14,479
+8,281
377
$283K 0.02%
+2,324
378
$282K 0.02%
3,207
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379
$281K 0.02%
+26,256
380
$281K 0.02%
5,180
-3,637
381
$281K 0.02%
2,705
-946
382
$281K 0.02%
6,369
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383
$279K 0.02%
2,658
-5,070
384
$278K 0.02%
5,842
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385
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386
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387
$277K 0.02%
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388
$276K 0.02%
10,258
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389
$275K 0.02%
+8,852
390
$275K 0.02%
+13,312
391
$274K 0.02%
3,011
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392
$273K 0.02%
4,742
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393
$273K 0.02%
8,998
-9,580
394
$272K 0.02%
13,161
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395
$270K 0.02%
15,125
+1,461
396
$269K 0.02%
+5,647
397
$265K 0.02%
+8,328
398
$265K 0.02%
5,479
+416
399
$263K 0.02%
6,893
-2,883
400
$262K 0.02%
+5,407