Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
351
$1.47M ﹤0.01%
41,634
+32,639
352
$1.46M ﹤0.01%
+46,687
353
$1.46M ﹤0.01%
+27,915
354
$1.44M ﹤0.01%
263,192
+96,518
355
$1.44M ﹤0.01%
+11,472
356
$1.44M ﹤0.01%
158,080
+83,024
357
$1.42M ﹤0.01%
+42,113
358
$1.42M ﹤0.01%
+32,955
359
$1.41M ﹤0.01%
+13,869
360
$1.41M ﹤0.01%
33,963
-125,627
361
$1.4M ﹤0.01%
38,084
-18,042
362
$1.4M ﹤0.01%
7,914
-317,414
363
$1.37M ﹤0.01%
77,639
+36,647
364
$1.34M ﹤0.01%
+11,594
365
$1.34M ﹤0.01%
50,130
-23,900
366
$1.32M ﹤0.01%
18,382
+6,153
367
$1.32M ﹤0.01%
11,471
+6,181
368
$1.31M ﹤0.01%
25,543
-31,383
369
$1.31M ﹤0.01%
181,172
+48,007
370
$1.3M ﹤0.01%
39,936
+25,636
371
$1.3M ﹤0.01%
81,710
+56,617
372
$1.3M ﹤0.01%
+11,399
373
$1.3M ﹤0.01%
+3,057
374
$1.3M ﹤0.01%
16,854
+4,436
375
$1.3M ﹤0.01%
123,498
-50,383