Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
351
$1.45M ﹤0.01%
+51,310
352
$1.45M ﹤0.01%
114,923
+86,688
353
$1.45M ﹤0.01%
34,316
-35,996
354
$1.45M ﹤0.01%
21,311
+14,715
355
$1.45M ﹤0.01%
270,785
-207,761
356
$1.41M ﹤0.01%
96,121
+58,473
357
$1.41M ﹤0.01%
15,656
+7,036
358
$1.4M ﹤0.01%
19,258
+18,425
359
$1.39M ﹤0.01%
7,181
+3,811
360
$1.37M ﹤0.01%
65,089
-13,066
361
$1.37M ﹤0.01%
48,191
-8,770
362
$1.37M ﹤0.01%
+113,839
363
$1.37M ﹤0.01%
+88,153
364
$1.37M ﹤0.01%
18,096
-2,247
365
$1.37M ﹤0.01%
38,815
+34,626
366
$1.36M ﹤0.01%
+11,471
367
$1.36M ﹤0.01%
28,593
+11,582
368
$1.35M ﹤0.01%
5,118
+3,857
369
$1.34M ﹤0.01%
38,275
+4,474
370
$1.34M ﹤0.01%
33,595
+6,631
371
$1.33M ﹤0.01%
16,777
+14,699
372
$1.33M ﹤0.01%
+6,926
373
$1.33M ﹤0.01%
+48,062
374
$1.32M ﹤0.01%
51,994
+45,777
375
$1.31M ﹤0.01%
+55,382