Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
351
$668K ﹤0.01%
15,623
+7,638
352
$666K ﹤0.01%
6,359
+2,557
353
$664K ﹤0.01%
+39,396
354
$663K ﹤0.01%
+6,691
355
$661K ﹤0.01%
8,183
+3,461
356
$656K ﹤0.01%
15,753
-43,366
357
$653K ﹤0.01%
58,099
+22,375
358
$651K ﹤0.01%
+23,862
359
$650K ﹤0.01%
23,897
+7,881
360
$642K ﹤0.01%
3,851
+3,660
361
$641K ﹤0.01%
1,780
+763
362
$639K ﹤0.01%
38,456
+25,387
363
$635K ﹤0.01%
18,161
+7,721
364
$633K ﹤0.01%
+8,886
365
$633K ﹤0.01%
30,433
+3,048
366
$629K ﹤0.01%
+20,310
367
$627K ﹤0.01%
19,773
-4,140
368
$623K ﹤0.01%
62,680
+25,267
369
$619K ﹤0.01%
+28,480
370
$617K ﹤0.01%
+27,157
371
$616K ﹤0.01%
53,086
+12,977
372
$616K ﹤0.01%
28,011
+1,422
373
$615K ﹤0.01%
15,928
+12,845
374
$605K ﹤0.01%
+13,080
375
$600K ﹤0.01%
+31,464