Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NI icon
326
NiSource
NI
$20.2B
$1.19M ﹤0.01%
+29,702
AWK icon
327
American Water Works
AWK
$25.3B
$1.18M ﹤0.01%
7,979
+1,720
ROIV icon
328
Roivant Sciences
ROIV
$14B
$1.17M ﹤0.01%
+116,204
YMM icon
329
Full Truck Alliance
YMM
$13B
$1.17M ﹤0.01%
+91,829
BTC
330
Grayscale Bitcoin Mini Trust ETF
BTC
$4.41B
$1.17M ﹤0.01%
32,121
+22,557
NVEE
331
DELISTED
NV5 Global
NVEE
$1.17M ﹤0.01%
60,604
+58,796
LQDA icon
332
Liquidia Corp
LQDA
$2.23B
$1.17M ﹤0.01%
79,027
+38,793
NTGR icon
333
NETGEAR
NTGR
$829M
$1.16M ﹤0.01%
47,455
+16,778
EWY icon
334
iShares MSCI South Korea ETF
EWY
$6.56B
$1.16M ﹤0.01%
21,441
-24,255
LMND icon
335
Lemonade
LMND
$5.61B
$1.16M ﹤0.01%
36,769
+28,952
ERX icon
336
Direxion Daily Energy Bull 2X Shares
ERX
$219M
$1.15M ﹤0.01%
+17,603
AMBC icon
337
Ambac
AMBC
$380M
$1.14M ﹤0.01%
+130,671
STWD icon
338
Starwood Property Trust
STWD
$6.71B
$1.14M ﹤0.01%
+57,849
FTI icon
339
TechnipFMC
FTI
$17.1B
$1.14M ﹤0.01%
+35,959
MOS icon
340
The Mosaic Company
MOS
$7.91B
$1.14M ﹤0.01%
42,133
-64,919
MAIN icon
341
Main Street Capital
MAIN
$5.11B
$1.14M ﹤0.01%
+20,114
SMTC icon
342
Semtech
SMTC
$6.06B
$1.12M ﹤0.01%
32,544
+13,414
TMDX icon
343
Transmedics
TMDX
$4.27B
$1.12M ﹤0.01%
16,641
-11,505
INSM icon
344
Insmed
INSM
$39.6B
$1.1M ﹤0.01%
14,467
-4,248
YUM icon
345
Yum! Brands
YUM
$41B
$1.1M ﹤0.01%
+7,003
SHAK icon
346
Shake Shack
SHAK
$3.7B
$1.1M ﹤0.01%
+12,481
SYF icon
347
Synchrony
SYF
$26.5B
$1.1M ﹤0.01%
20,764
-57,051
CORZ icon
348
Core Scientific
CORZ
$6.38B
$1.09M ﹤0.01%
150,951
-596,002
CMI icon
349
Cummins
CMI
$63.9B
$1.09M ﹤0.01%
+3,483
ELAN icon
350
Elanco Animal Health
ELAN
$10.7B
$1.09M ﹤0.01%
103,437
+58,998