Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$1.58M ﹤0.01%
187,924
+83,108
327
$1.58M ﹤0.01%
169,823
+144,061
328
$1.57M ﹤0.01%
14,814
+14,247
329
$1.57M ﹤0.01%
123,139
+58,050
330
$1.57M ﹤0.01%
33,029
+23,777
331
$1.55M ﹤0.01%
+8,471
332
$1.55M ﹤0.01%
14,977
-919
333
$1.55M ﹤0.01%
642,399
-2,249
334
$1.54M ﹤0.01%
+51,287
335
$1.53M ﹤0.01%
25,044
-81,580
336
$1.53M ﹤0.01%
13,730
-13,187
337
$1.53M ﹤0.01%
5,362
+244
338
$1.53M ﹤0.01%
30,567
+27,720
339
$1.52M ﹤0.01%
31,137
-20,366
340
$1.52M ﹤0.01%
+45,618
341
$1.51M ﹤0.01%
+54,094
342
$1.51M ﹤0.01%
114,605
+54,823
343
$1.5M ﹤0.01%
181,541
+6,059
344
$1.5M ﹤0.01%
34,340
-45,701
345
$1.49M ﹤0.01%
43,581
+6,540
346
$1.48M ﹤0.01%
+74,731
347
$1.48M ﹤0.01%
+15,991
348
$1.47M ﹤0.01%
80,836
+43,608
349
$1.47M ﹤0.01%
+14,197
350
$1.47M ﹤0.01%
+6,122