Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$1.59M ﹤0.01%
21,687
+11,267
327
$1.58M ﹤0.01%
644,648
+432,337
328
$1.58M ﹤0.01%
+16,519
329
$1.57M ﹤0.01%
+20,162
330
$1.57M ﹤0.01%
4,527
-8,332
331
$1.56M ﹤0.01%
175,482
-260,307
332
$1.56M ﹤0.01%
+34,045
333
$1.56M ﹤0.01%
+17,481
334
$1.56M ﹤0.01%
36,666
+32,742
335
$1.54M ﹤0.01%
+2,767
336
$1.53M ﹤0.01%
7,304
+224
337
$1.53M ﹤0.01%
+88,210
338
$1.53M ﹤0.01%
5,708
+5,479
339
$1.53M ﹤0.01%
90,079
-20,757
340
$1.52M ﹤0.01%
+3,537
341
$1.52M ﹤0.01%
18,360
-24,548
342
$1.51M ﹤0.01%
12,717
-104,650
343
$1.5M ﹤0.01%
+18,233
344
$1.5M ﹤0.01%
23,607
-3,805
345
$1.48M ﹤0.01%
78,018
+73,845
346
$1.47M ﹤0.01%
10,834
+7,599
347
$1.47M ﹤0.01%
124,195
+92,562
348
$1.47M ﹤0.01%
158,855
-182,023
349
$1.46M ﹤0.01%
12,639
+1,815
350
$1.46M ﹤0.01%
155,572
+70,850