Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$1.18M ﹤0.01%
+17,302
327
$1.18M ﹤0.01%
16,178
-1,312
328
$1.17M ﹤0.01%
16,920
+9,613
329
$1.17M ﹤0.01%
40,415
-14,951
330
$1.17M ﹤0.01%
172,633
+7,730
331
$1.16M ﹤0.01%
3,179
+2,815
332
$1.15M ﹤0.01%
163,793
+68,894
333
$1.14M ﹤0.01%
116,304
+99,188
334
$1.14M ﹤0.01%
57,800
+3,564
335
$1.14M ﹤0.01%
12,522
-11,061
336
$1.13M ﹤0.01%
17,397
+16,607
337
$1.12M ﹤0.01%
+12,530
338
$1.12M ﹤0.01%
27,903
-28,626
339
$1.12M ﹤0.01%
+38,584
340
$1.09M ﹤0.01%
348,670
-67,910
341
$1.09M ﹤0.01%
327,673
-444,464
342
$1.09M ﹤0.01%
85,794
+84,881
343
$1.07M ﹤0.01%
22,685
+21,985
344
$1.06M ﹤0.01%
43,879
+32,309
345
$1.06M ﹤0.01%
+4,295
346
$1.06M ﹤0.01%
40,852
-16,907
347
$1.05M ﹤0.01%
+11,456
348
$1.05M ﹤0.01%
100,485
-228,260
349
$1.05M ﹤0.01%
81,086
+48,373
350
$1.04M ﹤0.01%
20,777
-21,741