Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$1.31M ﹤0.01%
22,777
-4,296
327
$1.31M ﹤0.01%
56,764
+38,047
328
$1.31M ﹤0.01%
7,855
-3,293
329
$1.31M ﹤0.01%
+27,666
330
$1.3M ﹤0.01%
23,312
-83,833
331
$1.29M ﹤0.01%
28,460
-45,880
332
$1.28M ﹤0.01%
+21,400
333
$1.28M ﹤0.01%
192,249
+115,621
334
$1.28M ﹤0.01%
29,073
-21,919
335
$1.28M ﹤0.01%
+4,352
336
$1.27M ﹤0.01%
30,545
+23,029
337
$1.27M ﹤0.01%
+11,925
338
$1.27M ﹤0.01%
27,460
+21,894
339
$1.26M ﹤0.01%
111,032
-2,446
340
$1.26M ﹤0.01%
11,888
+17
341
$1.25M ﹤0.01%
19,428
-39,473
342
$1.25M ﹤0.01%
32,889
-3,942
343
$1.25M ﹤0.01%
73,375
+70,991
344
$1.25M ﹤0.01%
33,334
+16,048
345
$1.24M ﹤0.01%
+7,801
346
$1.23M ﹤0.01%
+84,204
347
$1.23M ﹤0.01%
111,203
+55,158
348
$1.23M ﹤0.01%
+57,616
349
$1.23M ﹤0.01%
30,973
+10,359
350
$1.23M ﹤0.01%
50,888
+23,440