Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$719K ﹤0.01%
+6,257
327
$719K ﹤0.01%
+30,226
328
$718K ﹤0.01%
24,067
-64,690
329
$717K ﹤0.01%
+14,504
330
$714K ﹤0.01%
+39,824
331
$712K ﹤0.01%
15,057
-16,514
332
$711K ﹤0.01%
+24,240
333
$705K ﹤0.01%
+15,206
334
$705K ﹤0.01%
+47,633
335
$702K ﹤0.01%
8,326
+1,103
336
$698K ﹤0.01%
6,249
-2,878
337
$698K ﹤0.01%
4,366
-7,859
338
$695K ﹤0.01%
9,877
+1,984
339
$693K ﹤0.01%
19,721
-11,711
340
$690K ﹤0.01%
64,543
+11,336
341
$690K ﹤0.01%
47,138
+32,760
342
$689K ﹤0.01%
18,334
+12,684
343
$688K ﹤0.01%
13,978
+8,796
344
$688K ﹤0.01%
26,243
+10,867
345
$684K ﹤0.01%
+22,511
346
$683K ﹤0.01%
15,488
+12,428
347
$670K ﹤0.01%
+5,825
348
$669K ﹤0.01%
+26,545
349
$669K ﹤0.01%
9,517
+3,529
350
$668K ﹤0.01%
+33,851