Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$606K ﹤0.01%
1,590
+1,121
327
$602K ﹤0.01%
+20,618
328
$600K ﹤0.01%
6,074
+2,435
329
$596K ﹤0.01%
+23,220
330
$589K ﹤0.01%
+5,738
331
$585K ﹤0.01%
+4,381
332
$581K ﹤0.01%
6,458
+5,786
333
$580K ﹤0.01%
21,640
+20,468
334
$579K ﹤0.01%
+7,807
335
$575K ﹤0.01%
+20,844
336
$573K ﹤0.01%
12,905
+10,721
337
$573K ﹤0.01%
10,084
+9,884
338
$570K ﹤0.01%
33,045
+32,482
339
$564K ﹤0.01%
31,630
+30,120
340
$559K ﹤0.01%
19,302
+18,033
341
$557K ﹤0.01%
3,658
-4,396
342
$555K ﹤0.01%
34,376
-697
343
$555K ﹤0.01%
+12,631
344
$554K ﹤0.01%
15,615
+265
345
$554K ﹤0.01%
8,687
-14,211
346
$552K ﹤0.01%
+11,746
347
$546K ﹤0.01%
71,869
+45,217
348
$541K ﹤0.01%
7,384
+5,976
349
$538K ﹤0.01%
+29,039
350
$534K ﹤0.01%
58,490
+4,883