Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$330K 0.03%
+5,926
327
$330K 0.03%
2,574
-1,322
328
$327K 0.03%
9,833
+8,271
329
$324K 0.03%
2,581
+711
330
$323K 0.03%
9,420
+310
331
$322K 0.03%
+4,667
332
$321K 0.03%
2,890
-9,591
333
$321K 0.03%
+4,897
334
$319K 0.03%
+4,018
335
$318K 0.03%
11,119
+9,686
336
$316K 0.03%
21,099
+3,552
337
$316K 0.03%
1,715
-7,043
338
$314K 0.03%
13,933
+10,841
339
$312K 0.03%
23,940
+18,315
340
$311K 0.03%
9,418
+9,134
341
$310K 0.03%
+28,554
342
$310K 0.03%
4,024
-829
343
$309K 0.03%
15,093
+5,452
344
$307K 0.03%
+4,519
345
$305K 0.03%
8,480
+6,526
346
$305K 0.03%
19,590
+17,931
347
$305K 0.03%
23,739
+2,518
348
$305K 0.03%
7,388
-905
349
$304K 0.03%
6,497
-2,640
350
$303K 0.03%
15,276
+13,035