Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$1.23M ﹤0.01%
145,957
+36,328
302
$1.23M ﹤0.01%
+3,671
303
$1.23M ﹤0.01%
+26,029
304
$1.22M ﹤0.01%
+201,107
305
$1.22M ﹤0.01%
+15,892
306
$1.21M ﹤0.01%
61,118
-8,741
307
$1.21M ﹤0.01%
+21,135
308
$1.21M ﹤0.01%
43,889
-22,553
309
$1.21M ﹤0.01%
+30,977
310
$1.2M ﹤0.01%
2,156
+2,050
311
$1.19M ﹤0.01%
52,011
+20,559
312
$1.19M ﹤0.01%
138,486
+117,494
313
$1.18M ﹤0.01%
+9,291
314
$1.18M ﹤0.01%
+60,108
315
$1.18M ﹤0.01%
50,812
+26,258
316
$1.18M ﹤0.01%
37,139
-17,085
317
$1.18M ﹤0.01%
26,294
+20,716
318
$1.17M ﹤0.01%
+17,253
319
$1.17M ﹤0.01%
12,096
-81,632
320
$1.17M ﹤0.01%
157,829
-5,964
321
$1.17M ﹤0.01%
11,463
+9,496
322
$1.16M ﹤0.01%
319,584
+11,827
323
$1.16M ﹤0.01%
141,843
+6,372
324
$1.16M ﹤0.01%
53,896
+25,979
325
$1.15M ﹤0.01%
+23,749