Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$1.23M 0.05%
145,957
+36,328
302
$1.23M 0.05%
+3,671
303
$1.23M 0.05%
+26,029
304
$1.22M 0.05%
+201,107
305
$1.22M 0.05%
+15,892
306
$1.21M 0.05%
61,118
-8,741
307
$1.21M 0.05%
+21,135
308
$1.21M 0.05%
43,889
-22,553
309
$1.21M 0.05%
+30,977
310
$1.2M 0.05%
2,156
+2,050
311
$1.19M 0.05%
52,011
+20,559
312
$1.19M 0.05%
138,486
+117,494
313
$1.18M 0.05%
+9,291
314
$1.18M 0.05%
+60,108
315
$1.18M 0.05%
50,812
+26,258
316
$1.18M 0.05%
37,139
-17,085
317
$1.18M 0.05%
26,294
+20,716
318
$1.17M 0.05%
+17,253
319
$1.17M 0.05%
12,096
-81,632
320
$1.17M 0.05%
157,829
-5,964
321
$1.17M 0.05%
11,463
+9,496
322
$1.16M 0.05%
319,584
+11,827
323
$1.16M 0.04%
141,843
+6,372
324
$1.16M 0.04%
53,896
+25,979
325
$1.15M 0.04%
+24,090