Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$913K ﹤0.01%
54,874
+2,557
302
$911K ﹤0.01%
9,395
+300
303
$911K ﹤0.01%
+2,761
304
$895K ﹤0.01%
82,125
-2,721
305
$892K ﹤0.01%
28,630
-52,827
306
$889K ﹤0.01%
5,741
-75,688
307
$889K ﹤0.01%
+42,494
308
$888K ﹤0.01%
57,268
+19,962
309
$885K ﹤0.01%
34,774
+34,302
310
$881K ﹤0.01%
+17,512
311
$869K ﹤0.01%
52,673
+52,432
312
$868K ﹤0.01%
21,364
-45,168
313
$866K ﹤0.01%
18,152
-5,567
314
$857K ﹤0.01%
+23,157
315
$852K ﹤0.01%
31,279
+817
316
$848K ﹤0.01%
+88,902
317
$843K ﹤0.01%
+30,597
318
$833K ﹤0.01%
28,421
+19,444
319
$830K ﹤0.01%
1,182
-3,594
320
$829K ﹤0.01%
8,005
+2,259
321
$828K ﹤0.01%
38,753
-30,276
322
$826K ﹤0.01%
37,809
-20,240
323
$826K ﹤0.01%
14,707
+6,099
324
$823K ﹤0.01%
+7,412
325
$821K ﹤0.01%
16,208
-16,432