Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$670K 0.03%
31,842
-525
302
$670K 0.03%
+7,577
303
$668K 0.03%
+11,524
304
$667K 0.03%
3,298
+1,727
305
$662K 0.03%
+7,378
306
$661K 0.03%
+8,317
307
$658K 0.03%
+13,635
308
$656K 0.03%
5,101
+380
309
$656K 0.03%
+14,277
310
$655K 0.03%
+14,366
311
$648K 0.03%
+12,301
312
$647K 0.03%
16,255
+15,317
313
$645K 0.03%
+42,886
314
$645K 0.03%
+42,786
315
$643K 0.03%
11,184
+4,600
316
$642K 0.03%
10,820
+6,242
317
$636K 0.03%
7,935
-20,194
318
$636K 0.03%
+16,551
319
$635K 0.03%
3,336
+2,132
320
$635K 0.03%
39,164
-59,257
321
$634K 0.03%
+13,441
322
$630K 0.03%
18,168
-3,830
323
$630K 0.03%
4,644
-7,444
324
$624K 0.03%
14,405
+10,158
325
$623K 0.03%
48,273
+39,273