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Simplex Trading Portfolio holdings
AUM
$184B
Turnover
28.45%
1-Year Est. Return
51.71%
Simplex Trading is a market maker that trades for its own account, mainly in US stock options and options on futures, using software it builds itself. Its work pairs software developers with data-driven traders. It was founded in Chicago in 2004, and Erik Swanson, who joined straight out of college as a trader, has been its chief executive since 2014. It also invests in early-stage financial and technology start-ups.
This Fund
S&P 500
This Quarter Est. Return
+5.12%
1 Year Est. Return
+51.71%
3 Year Est. Return
+194.66%
5 Year Est. Return
+164.83%
10 Year Est. Return
+968.67%
AUM
$1.5B
AUM Growth
+$242M
(+19%)
Cap. Flow
+$147M
Cap. Flow % of AUM
Cap. Flow %
9.83%
Top 10 Holdings %
Top 10 Hldgs %
18.61%
Holding
7,153
New
1,585
Increased
2,321
Reduced
1,708
Closed
1,363
Avg Time Held
Equity + Options
0.7
years
Top 10 Avg Time Held
Equity + Options
0.3
years
Top 20 Avg Time Held
Equity + Options
0.3
years
Avg Time Held Equity only
0.3
years
Top 10 Avg Time Held Equity only
0.1
years
Top 20 Avg Time Held Equity only
0.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
LNKD
LinkedIn Corporation
LNKD
|
+$21.4M |
| 2 |
SPDR Gold Trust
GLD
|
+$17.3M |
| 3 |
QIHU
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
|
+$15M |
| 4 |
Biogen
BIIB
|
+$14.9M |
| 5 |
Visa
V
|
+$14.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$36.7M |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$20.1M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$15.8M |
| 4 |
Citigroup
C
|
+$14.7M |
| 5 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$13.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.59% |
| 2 | Healthcare | 6.94% |
| 3 | Technology | 6.79% |
| 4 | Communication Services | 6.76% |
| 5 | Consumer Discretionary | 4.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
iShares Core S&P Total US Stock Market ETF
ITOT
$92.9B
| $924K | 0.06% |
19,420
+18,670
| +2,489% | +$881K |
2016 Q1
1 quarter
|
|
302
PUT
WisdomTree US Total Dividend Fund
DTD
$1.64B
| $916K | 0.06% |
7,690
+1,198
| +18% | +$44.9K |
2014 Q4
6 quarters
|
|
303
DXP Enterprises
DXPE
$2.18B
| $911K | 0.06% |
+61,080
| New | +$1.03M |
2016 Q2
0 quarters
|
|
304
CALL
Bristol-Myers Squibb
BMY
$127B
| $908K | 0.06% |
3,572
+2,148
| +151% | +$152K |
2014 Q4
6 quarters
|
|
305
Illinois Tool Works
ITW
$79.8B
| $904K | 0.06% |
+8,680
| New | +$909K |
2016 Q2
0 quarters
|
|
306
Aon
AON
$71B
| $903K | 0.06% |
+8,276
| New | +$875K |
2016 Q2
0 quarters
|
|
307
Idexx Laboratories
IDXX
$53.3B
| $903K | 0.06% |
9,725
+9,473
| +3,759% | +$813K |
2015 Q3
3 quarters
|
|
308
PUT
American Airlines Group
AAL
$8.73B
| $901K | 0.06% |
2,871
+1,667
| +138% | +$56.3K |
2014 Q4
6 quarters
|
|
309
Barrick Mining
B
$66.8B
| $900K | 0.06% |
+42,199
| New | +$752K |
2016 Q2
0 quarters
|
|
|
EGN
310
DELISTED
Energen
EGN
| $894K | 0.06% |
18,564
+493
| +3% | +$21.5K |
2015 Q1
5 quarters
|
|
|
HTWR
311
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
| $894K | 0.06% |
15,483
+13,598
| +721% | +$445K |
2015 Q3
3 quarters
|
|
312
Spectrum Brands
SPB
$1.99B
| $890K | 0.06% |
7,464
+4,594
| +160% | +$528K |
2016 Q1
1 quarter
|
|
313
Motorola Solutions
MSI
$85.1B
| $886K | 0.06% |
+13,442
| New | +$956K |
2016 Q2
0 quarters
|
|
314
CALL
NVIDIA
NVDA
$4.51T
| $884K | 0.06% |
58,400
-19,880
| -25% | -$20.5K |
2015 Q3
3 quarters
|
|
315
CALL
Wheaton Precious Metals
WPM
$61.9B
| $884K | 0.06% |
2,420
+789
| +48% | +$15.2K |
2014 Q4
6 quarters
|
|
|
GAS
316
DELISTED
AGL Resources Inc
GAS
| $884K | 0.06% |
13,401
+5,339
| +66% | +$351K |
2016 Q1
1 quarter
|
|
317
CALL
iShares Silver Trust
SLV
$25.2B
| $878K | 0.06% |
4,649
-1,921
| -29% | -$30.7K |
2015 Q1
5 quarters
|
|
318
PUT
Amgen
AMGN
$249B
| $876K | 0.06% |
3,094
+764
| +33% | +$119K |
2015 Q1
5 quarters
|
|
319
PUT
Caterpillar
CAT
$256B
| $874K | 0.06% |
3,158
-1,413
| -31% | -$106K |
2014 Q4
6 quarters
|
|
320
Rockwell Automation
ROK
$41.7B
| $869K | 0.06% |
7,575
+2,914
| +63% | +$334K |
2015 Q3
3 quarters
|
|
321
Weibo
WB
$1.6B
| $869K | 0.06% |
30,620
+23,152
| +310% | +$563K |
2016 Q1
1 quarter
|
|
322
CALL
Salesforce
CRM
$176B
| $868K | 0.06% |
1,596
+88
| +6% | +$6.91K |
2014 Q4
6 quarters
|
|
323
GameStop
GME
$12.7B
| $866K | 0.06% |
+130,380
| New | +$954K |
2016 Q2
0 quarters
|
|
324
Bank of New York Mellon
BNY
$99.4B
| $857K | 0.06% |
22,063
+20,655
| +1,467% | +$822K |
2014 Q4
6 quarters
|
|
325
Mohawk Industries
MHK
$8.75B
| $855K | 0.06% |
4,509
-150
| -3% | -$29.2K |
2015 Q4
2 quarters
|
|
Similar funds
Simplex Trading's Q2 2016 Portfolio in Review
As of Q2 2016, Simplex Trading held 7,153 positions worth $1.5B, up 19% from $1.25B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Simplex Trading deployed $147M of net new capital in Q2 2016, opening 1,585 new positions and adding to 2,321 existing holdings. Its largest new stake was Biogen: 56,467 shares worth $13.7M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 60% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was Broadcom, an estimated $36.7M trimmed.
- Simplex Trading's largest Q2 2016 buy was Biogen: 56,467 shares worth $13.7M.
- Simplex Trading added most to LinkedIn Corporation in Q2 2016, an estimated $21.4M increase.
- Simplex Trading's biggest Q2 2016 reduction was Broadcom, cutting an estimated $36.7M.
- Simplex Trading fully exited Alphabet (Google) Class C in Q2 2016, selling an estimated $20.1M.
- Simplex Trading's ten largest holdings make up 19% of its $1.5B portfolio in Q2 2016.
- Simplex Trading opened 1,585 new positions and closed 1,363 in Q2 2016.
- Simplex Trading's portfolio value rose 19% quarter-over-quarter to $1.5B.
Based on Simplex Trading's 13F filing for Q2 2016, filed 18 Jul 2016.