Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
276
$1.94M ﹤0.01%
15,798
-70,675
277
$1.93M ﹤0.01%
+3,381
278
$1.92M ﹤0.01%
88,457
-26,466
279
$1.91M ﹤0.01%
+22,880
280
$1.91M ﹤0.01%
153,039
-46,671
281
$1.9M ﹤0.01%
+11,052
282
$1.9M ﹤0.01%
199,661
+195,869
283
$1.89M ﹤0.01%
384,284
+66,046
284
$1.87M ﹤0.01%
938
-854
285
$1.86M ﹤0.01%
278,767
-204,046
286
$1.85M ﹤0.01%
+20,438
287
$1.84M ﹤0.01%
103,529
+55,467
288
$1.83M ﹤0.01%
+6,320
289
$1.83M ﹤0.01%
+140,519
290
$1.82M ﹤0.01%
196,671
-87,167
291
$1.82M ﹤0.01%
42,127
+1,756
292
$1.82M ﹤0.01%
54,012
+46,416
293
$1.82M ﹤0.01%
+14,294
294
$1.8M ﹤0.01%
+10,007
295
$1.79M ﹤0.01%
30,958
+4,712
296
$1.78M ﹤0.01%
263,372
-21,341
297
$1.77M ﹤0.01%
124,616
+93,261
298
$1.76M ﹤0.01%
+22,515
299
$1.76M ﹤0.01%
162,400
+96,126
300
$1.75M ﹤0.01%
28,146
+25,563