Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
276
$2.16M ﹤0.01%
120,905
+23,388
277
$2.15M ﹤0.01%
55,601
+100
278
$2.15M ﹤0.01%
12,937
+1,526
279
$2.11M ﹤0.01%
59,792
+2,062
280
$2.1M ﹤0.01%
23,794
+1,523
281
$2.1M ﹤0.01%
98,611
+1,100
282
$2.1M ﹤0.01%
105,522
-5
283
$2.1M ﹤0.01%
4,115
-562
284
$2.09M ﹤0.01%
45,754
-1,272
285
$2.07M ﹤0.01%
26,503
-2,679
286
$2.07M ﹤0.01%
51,234
-100
287
$2.06M ﹤0.01%
32,789
+400
288
$2.05M ﹤0.01%
84,009
-2,289
289
$2.04M ﹤0.01%
59,308
-2,107
290
$2.04M ﹤0.01%
10,564
+600
291
$2.03M ﹤0.01%
118,785
-18,444
292
$2.03M ﹤0.01%
29,959
293
$2.02M ﹤0.01%
85,124
-4,159
294
$2.02M ﹤0.01%
29,825
295
$2M ﹤0.01%
68,789
-199
296
$2M ﹤0.01%
37,897
297
$2M ﹤0.01%
28,395
+300
298
$2M ﹤0.01%
24,924
299
$1.98M ﹤0.01%
63,395
-100
300
$1.98M ﹤0.01%
23,522
-18,846