Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
276
$1.51M ﹤0.01%
19,597
+19,364
277
$1.5M ﹤0.01%
83,961
-5,190
278
$1.5M ﹤0.01%
26,711
+20,371
279
$1.49M ﹤0.01%
79,381
+75,501
280
$1.49M ﹤0.01%
17,723
-9,255
281
$1.47M ﹤0.01%
40,284
+11,393
282
$1.47M ﹤0.01%
52,469
+42,846
283
$1.47M ﹤0.01%
27,165
-29,082
284
$1.46M ﹤0.01%
4,444
-1,438
285
$1.46M ﹤0.01%
23,793
+5,315
286
$1.46M ﹤0.01%
40,781
+7,447
287
$1.45M ﹤0.01%
7,861
+5,595
288
$1.45M ﹤0.01%
37,929
-42,477
289
$1.45M ﹤0.01%
+13,753
290
$1.44M ﹤0.01%
7,130
-3,062
291
$1.44M ﹤0.01%
78,035
+42,726
292
$1.43M ﹤0.01%
17,127
-9,438
293
$1.43M ﹤0.01%
+13,390
294
$1.42M ﹤0.01%
33,777
-73,944
295
$1.41M ﹤0.01%
52,249
+46,714
296
$1.41M ﹤0.01%
30,815
+29,905
297
$1.41M ﹤0.01%
2,394
+1,427
298
$1.41M ﹤0.01%
54,024
+35,553
299
$1.41M ﹤0.01%
+9,343
300
$1.4M ﹤0.01%
+18,034