Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
276
$1.07M ﹤0.01%
+19,498
277
$1.07M ﹤0.01%
131,664
+129,442
278
$1.06M ﹤0.01%
+20,895
279
$1.06M ﹤0.01%
+23,641
280
$1.06M ﹤0.01%
69,635
-26,412
281
$1.05M ﹤0.01%
3,985
-44,917
282
$1.04M ﹤0.01%
+50,241
283
$1.04M ﹤0.01%
66,891
+26,935
284
$1.04M ﹤0.01%
6,927
-6,301
285
$1.03M ﹤0.01%
39,905
+26,174
286
$1.03M ﹤0.01%
+4,991
287
$1.03M ﹤0.01%
20,699
+3,536
288
$1.01M ﹤0.01%
66,498
-12,690
289
$1M ﹤0.01%
3,826
+1,764
290
$995K ﹤0.01%
19,411
-22,641
291
$986K ﹤0.01%
16,834
+10,402
292
$978K ﹤0.01%
63,561
-15,997
293
$976K ﹤0.01%
+63,379
294
$955K ﹤0.01%
222,693
+203,402
295
$947K ﹤0.01%
49,703
+43,429
296
$947K ﹤0.01%
10,120
+8,058
297
$943K ﹤0.01%
47,555
+40,290
298
$928K ﹤0.01%
+48,652
299
$926K ﹤0.01%
27,583
-15,312
300
$919K ﹤0.01%
19,131
+12,121