Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.35%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
276
$854K ﹤0.01%
14,375
-541
277
$852K ﹤0.01%
2,651
-1,168
278
$852K ﹤0.01%
+6,205
279
$847K ﹤0.01%
+14,866
280
$833K ﹤0.01%
+19,971
281
$826K ﹤0.01%
108,612
+6,594
282
$822K ﹤0.01%
+13,272
283
$818K ﹤0.01%
13,664
-27,588
284
$811K ﹤0.01%
17,375
+3,943
285
$809K ﹤0.01%
5,324
-26,611
286
$805K ﹤0.01%
67,267
-57,002
287
$804K ﹤0.01%
1,343
+1,299
288
$804K ﹤0.01%
37,037
-40,685
289
$801K ﹤0.01%
+8,040
290
$800K ﹤0.01%
5,873
+5,753
291
$798K ﹤0.01%
39,832
-2,215
292
$794K ﹤0.01%
+9,655
293
$788K ﹤0.01%
+34,832
294
$787K ﹤0.01%
10,988
-63,192
295
$786K ﹤0.01%
26,613
+2,218
296
$785K ﹤0.01%
64,158
+54,942
297
$782K ﹤0.01%
12,807
+10,466
298
$782K ﹤0.01%
+27,062
299
$781K ﹤0.01%
17,139
+14,356
300
$777K ﹤0.01%
13,467
+12,898