Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
276
$822K ﹤0.01%
52,652
+37,427
277
$820K ﹤0.01%
+42,047
278
$819K ﹤0.01%
43,406
-10,961
279
$816K ﹤0.01%
17,936
-65,770
280
$813K ﹤0.01%
26,992
+24,761
281
$813K ﹤0.01%
+8,180
282
$808K ﹤0.01%
17,548
+6,020
283
$801K ﹤0.01%
20,176
+6,856
284
$790K ﹤0.01%
30,761
+23,497
285
$781K ﹤0.01%
80
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286
$778K ﹤0.01%
1,545
+646
287
$776K ﹤0.01%
23,913
+13,048
288
$775K ﹤0.01%
12,506
-21,217
289
$769K ﹤0.01%
12,301
-106,871
290
$767K ﹤0.01%
62,125
+29,664
291
$765K ﹤0.01%
639
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292
$761K ﹤0.01%
30,549
-29,795
293
$761K ﹤0.01%
32,523
-13,743
294
$759K ﹤0.01%
+5,673
295
$757K ﹤0.01%
52,536
-29,060
296
$756K ﹤0.01%
+18,348
297
$752K ﹤0.01%
7,538
-9,296
298
$752K ﹤0.01%
15,823
-10,870
299
$752K ﹤0.01%
10,281
+4,866
300
$751K ﹤0.01%
+9,460