Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
276
$765K ﹤0.01%
+21,278
277
$765K ﹤0.01%
16,645
+12,073
278
$757K ﹤0.01%
+9,317
279
$751K ﹤0.01%
+11,366
280
$750K ﹤0.01%
3,551
+3,268
281
$746K ﹤0.01%
11,973
-23,247
282
$746K ﹤0.01%
32,881
-49,417
283
$743K ﹤0.01%
87,792
+74,034
284
$718K ﹤0.01%
10,127
+9,359
285
$717K ﹤0.01%
73,226
+49,087
286
$713K ﹤0.01%
+87,602
287
$709K ﹤0.01%
+10,661
288
$706K ﹤0.01%
34,716
+28,084
289
$705K ﹤0.01%
6,265
+4,727
290
$705K ﹤0.01%
8,246
-1,386
291
$694K ﹤0.01%
10,945
+2,250
292
$691K ﹤0.01%
+8,587
293
$686K ﹤0.01%
16,050
+5,472
294
$686K ﹤0.01%
+16,137
295
$685K ﹤0.01%
+7,677
296
$678K ﹤0.01%
+28,023
297
$678K ﹤0.01%
15,550
-23,749
298
$677K ﹤0.01%
+2,201
299
$674K ﹤0.01%
6,180
-3,905
300
$670K ﹤0.01%
+4,350