Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
276
$1.03M ﹤0.01%
35,725
-9,589
277
$1.03M ﹤0.01%
4,566
-1,406
278
$1.02M ﹤0.01%
20,955
+12,136
279
$1.01M ﹤0.01%
36,293
-13,999
280
$1.01M ﹤0.01%
14,942
+11,499
281
$1.01M ﹤0.01%
34,327
+23,227
282
$1M ﹤0.01%
37,930
-8,706
283
$1M ﹤0.01%
18,014
+5,565
284
$995K ﹤0.01%
40,787
+14,464
285
$994K ﹤0.01%
42,502
+8,569
286
$988K ﹤0.01%
13,810
+5,070
287
$974K ﹤0.01%
4,753
+909
288
$974K ﹤0.01%
+18,043
289
$972K ﹤0.01%
+16,338
290
$969K ﹤0.01%
7,597
+7,407
291
$960K ﹤0.01%
+5,537
292
$959K ﹤0.01%
10,178
-2,444
293
$956K ﹤0.01%
+38,791
294
$952K ﹤0.01%
7,345
+5,214
295
$951K ﹤0.01%
24,600
+18,691
296
$946K ﹤0.01%
26,814
+21,791
297
$943K ﹤0.01%
+14,326
298
$937K ﹤0.01%
8,598
-13,092
299
$927K ﹤0.01%
+9,292
300
$926K ﹤0.01%
5,213
-1,106