Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$1.94M 0.05%
280,171
-29,787
252
$1.93M 0.05%
37,487
-139,393
253
$1.92M 0.05%
42,337
+21,184
254
$1.92M 0.05%
319,855
+81,994
255
$1.91M 0.05%
+23,968
256
$1.9M 0.05%
+144,207
257
$1.9M 0.05%
46,102
+1,780
258
$1.9M 0.05%
195,979
-1,018
259
$1.9M 0.05%
209,678
-343,748
260
$1.89M 0.05%
161,388
+117,634
261
$1.88M 0.05%
91,812
+51,578
262
$1.88M 0.05%
49,433
+2,163
263
$1.87M 0.05%
7,577
-58,394
264
$1.84M 0.05%
106,291
-13,908
265
$1.83M 0.05%
69,143
-3,418
266
$1.81M 0.05%
94,078
+3,940
267
$1.81M 0.05%
+10,377
268
$1.8M 0.05%
46,586
-8,032
269
$1.79M 0.05%
317,851
+87,703
270
$1.79M 0.05%
9,514
-389
271
$1.78M 0.05%
+10,277
272
$1.77M 0.05%
240,150
+237,572
273
$1.76M 0.05%
58,755
+18,731
274
$1.74M 0.05%
3,128
+2,364
275
$1.74M 0.05%
+21,992