Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$2.2M ﹤0.01%
125,734
-37,901
252
$2.19M ﹤0.01%
31,835
+2,576
253
$2.18M ﹤0.01%
21,666
+3,228
254
$2.17M ﹤0.01%
109,083
-98,702
255
$2.17M ﹤0.01%
139,590
-11,888
256
$2.17M ﹤0.01%
25,600
-37,557
257
$2.15M ﹤0.01%
24,553
+21,933
258
$2.15M ﹤0.01%
86,847
+38,656
259
$2.13M ﹤0.01%
141,436
+106,610
260
$2.1M ﹤0.01%
+4,968
261
$2.1M ﹤0.01%
259,133
+225,677
262
$2.09M ﹤0.01%
1,573,679
+89,978
263
$2.09M ﹤0.01%
76,471
+34,420
264
$2.06M ﹤0.01%
218,946
+38,610
265
$2.05M ﹤0.01%
84,800
+23,147
266
$2.04M ﹤0.01%
+38,489
267
$2.02M ﹤0.01%
+36,079
268
$2.01M ﹤0.01%
+12,357
269
$2.01M ﹤0.01%
+36,597
270
$2M ﹤0.01%
250,724
+157,014
271
$1.98M ﹤0.01%
29,314
-23,577
272
$1.98M ﹤0.01%
+54,999
273
$1.97M ﹤0.01%
+197,554
274
$1.96M ﹤0.01%
+106,095
275
$1.94M ﹤0.01%
45,393
-6,439