Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$2.49M ﹤0.01%
24,703
+15,728
252
$2.48M ﹤0.01%
400,679
+245,708
253
$2.48M ﹤0.01%
34,533
-93,640
254
$2.48M ﹤0.01%
+116,641
255
$2.47M ﹤0.01%
+4,527
256
$2.44M ﹤0.01%
+47,803
257
$2.42M ﹤0.01%
166,604
+12,595
258
$2.38M ﹤0.01%
77,055
-1,894
259
$2.38M ﹤0.01%
+85,841
260
$2.38M ﹤0.01%
49,574
+43,273
261
$2.34M ﹤0.01%
53,807
-13,370
262
$2.33M ﹤0.01%
25,537
-57,455
263
$2.25M ﹤0.01%
76,923
+2,443
264
$2.25M ﹤0.01%
112,186
+67,605
265
$2.24M ﹤0.01%
206,580
+46,086
266
$2.21M ﹤0.01%
400,675
+258,251
267
$2.16M ﹤0.01%
+26,134
268
$2.15M ﹤0.01%
+113,285
269
$2.13M ﹤0.01%
+27,983
270
$2.12M ﹤0.01%
+35,179
271
$2.12M ﹤0.01%
11,848
-61,743
272
$2.11M ﹤0.01%
+36,711
273
$2.09M ﹤0.01%
21,625
+15,181
274
$2.09M ﹤0.01%
8,311
+2,060
275
$2.09M ﹤0.01%
+9,260