Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$1.67M ﹤0.01%
+26,694
252
$1.67M ﹤0.01%
+202,658
253
$1.65M ﹤0.01%
16,290
-4,688
254
$1.64M ﹤0.01%
19,548
+11,279
255
$1.63M ﹤0.01%
3,035
+2,405
256
$1.62M ﹤0.01%
24,770
-1,909
257
$1.62M ﹤0.01%
11,613
-32,857
258
$1.62M ﹤0.01%
106,839
+93,385
259
$1.58M ﹤0.01%
+176,362
260
$1.55M ﹤0.01%
+31,183
261
$1.53M ﹤0.01%
119,365
+118,906
262
$1.51M ﹤0.01%
46,908
+30,518
263
$1.51M ﹤0.01%
31,578
-31,753
264
$1.5M ﹤0.01%
32,197
-5,899
265
$1.47M ﹤0.01%
52,854
-56,981
266
$1.47M ﹤0.01%
69,859
+68,825
267
$1.47M ﹤0.01%
+125,262
268
$1.46M ﹤0.01%
15,107
-36,740
269
$1.46M ﹤0.01%
32,647
+29,027
270
$1.46M ﹤0.01%
82,589
+23,699
271
$1.46M ﹤0.01%
63,109
+54,418
272
$1.45M ﹤0.01%
41,585
-23,168
273
$1.44M ﹤0.01%
+16,120
274
$1.44M ﹤0.01%
+6,601
275
$1.43M ﹤0.01%
78,134
+14,265