Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$2.4M ﹤0.01%
+48,045
252
$2.4M ﹤0.01%
43,948
+5,461
253
$2.39M ﹤0.01%
14,774
+12,794
254
$2.39M ﹤0.01%
53,329
+16,886
255
$2.38M ﹤0.01%
10,748
+2,488
256
$2.37M ﹤0.01%
+25,265
257
$2.36M ﹤0.01%
11,331
+3,470
258
$2.35M ﹤0.01%
6,331
+4,145
259
$2.34M ﹤0.01%
8,432
+8,332
260
$2.33M ﹤0.01%
15,362
-1,784
261
$2.32M ﹤0.01%
7,707
+808
262
$2.31M ﹤0.01%
27,896
-2,954
263
$2.31M ﹤0.01%
39,717
+7,913
264
$2.31M ﹤0.01%
+5,028
265
$2.3M ﹤0.01%
+45,951
266
$2.3M ﹤0.01%
137,229
+28,084
267
$2.3M ﹤0.01%
168,616
-115,225
268
$2.25M ﹤0.01%
58,689
+53,078
269
$2.24M ﹤0.01%
30,756
-10,156
270
$2.22M ﹤0.01%
+29,182
271
$2.2M ﹤0.01%
9,880
-183
272
$2.18M ﹤0.01%
36,097
-17,305
273
$2.17M ﹤0.01%
25,487
+24,845
274
$2.16M ﹤0.01%
73,549
+21,080
275
$2.16M ﹤0.01%
48,247
+20,154