Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$1.68M ﹤0.01%
25,537
+23,300
252
$1.68M ﹤0.01%
+77,867
253
$1.68M ﹤0.01%
56,032
-18,010
254
$1.67M ﹤0.01%
+109,011
255
$1.67M ﹤0.01%
100,739
-75,332
256
$1.67M ﹤0.01%
+4,740
257
$1.67M ﹤0.01%
69,299
+50,517
258
$1.66M ﹤0.01%
16,924
+361
259
$1.63M ﹤0.01%
3,520
+1,973
260
$1.59M ﹤0.01%
+5,603
261
$1.59M ﹤0.01%
14,471
-20,497
262
$1.58M ﹤0.01%
88,504
+80,767
263
$1.57M ﹤0.01%
125,282
+103,159
264
$1.57M ﹤0.01%
49,175
+27,358
265
$1.57M ﹤0.01%
96,790
+89,490
266
$1.56M ﹤0.01%
11,021
-28,298
267
$1.56M ﹤0.01%
+22,199
268
$1.55M ﹤0.01%
2,534
+2,212
269
$1.55M ﹤0.01%
+43,038
270
$1.54M ﹤0.01%
+33,132
271
$1.53M ﹤0.01%
154,777
+113,246
272
$1.52M ﹤0.01%
+53,448
273
$1.52M ﹤0.01%
49,385
-25,224
274
$1.52M ﹤0.01%
66,877
+58,565
275
$1.52M ﹤0.01%
20,875
+13,721