Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$1.74M ﹤0.01%
+17,610
252
$1.74M ﹤0.01%
18,174
-2,831
253
$1.73M ﹤0.01%
+86,120
254
$1.73M ﹤0.01%
+104,764
255
$1.72M ﹤0.01%
117,650
+59,684
256
$1.72M ﹤0.01%
50,986
+12,491
257
$1.71M ﹤0.01%
7,158
-17,594
258
$1.7M ﹤0.01%
28,742
-28,711
259
$1.7M ﹤0.01%
78,407
-167,824
260
$1.7M ﹤0.01%
89,761
-98,705
261
$1.7M ﹤0.01%
+22,852
262
$1.69M ﹤0.01%
31,807
+23,968
263
$1.69M ﹤0.01%
29,844
+17,230
264
$1.69M ﹤0.01%
19,871
+15,865
265
$1.68M ﹤0.01%
185,460
-30,516
266
$1.67M ﹤0.01%
30,454
+22,754
267
$1.66M ﹤0.01%
27,344
-44,135
268
$1.66M ﹤0.01%
7,740
+6,806
269
$1.64M ﹤0.01%
+19,092
270
$1.63M ﹤0.01%
171,172
+100,820
271
$1.63M ﹤0.01%
21,175
-170,441
272
$1.61M ﹤0.01%
17,192
-8,038
273
$1.61M ﹤0.01%
17,790
-5,277
274
$1.61M ﹤0.01%
26,366
-27,203
275
$1.61M ﹤0.01%
18,776
+2,784