Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$1.21M ﹤0.01%
9,813
-39,584
252
$1.2M ﹤0.01%
1,524
-512
253
$1.2M ﹤0.01%
+28,798
254
$1.18M ﹤0.01%
4,313
-1,143
255
$1.18M ﹤0.01%
22,647
-5,261
256
$1.18M ﹤0.01%
42,843
-14,827
257
$1.18M ﹤0.01%
39,580
-31,411
258
$1.17M ﹤0.01%
50,651
-6,684
259
$1.16M ﹤0.01%
+19,053
260
$1.16M ﹤0.01%
+19,950
261
$1.16M ﹤0.01%
49,011
-19,308
262
$1.15M ﹤0.01%
44,760
+2,281
263
$1.15M ﹤0.01%
43,979
+22,904
264
$1.13M ﹤0.01%
36,213
-75,291
265
$1.13M ﹤0.01%
89,037
+81,254
266
$1.11M ﹤0.01%
2,661
-421
267
$1.11M ﹤0.01%
74,835
+57,950
268
$1.11M ﹤0.01%
15,263
+8,341
269
$1.1M ﹤0.01%
16,687
+8,485
270
$1.1M ﹤0.01%
+46,280
271
$1.1M ﹤0.01%
58,925
+58,911
272
$1.09M ﹤0.01%
32,760
-16,135
273
$1.09M ﹤0.01%
85,524
+75,724
274
$1.08M ﹤0.01%
+5,626
275
$1.08M ﹤0.01%
79,862
+47,725