Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$957K ﹤0.01%
27,910
-11,761
252
$952K ﹤0.01%
21,972
-387
253
$947K ﹤0.01%
16,948
+1,790
254
$946K ﹤0.01%
215,712
+193,259
255
$941K ﹤0.01%
57,851
-15,010
256
$929K ﹤0.01%
72,654
+7,937
257
$927K ﹤0.01%
+3,445
258
$925K ﹤0.01%
12,319
+9,622
259
$923K ﹤0.01%
2,857
-6,253
260
$920K ﹤0.01%
7,420
+2,309
261
$919K ﹤0.01%
+16,752
262
$918K ﹤0.01%
17,467
+10,062
263
$917K ﹤0.01%
21,076
+13,914
264
$901K ﹤0.01%
+8,728
265
$897K ﹤0.01%
+85,665
266
$892K ﹤0.01%
23,296
+20,590
267
$892K ﹤0.01%
38,069
+35,639
268
$889K ﹤0.01%
7,838
-11,466
269
$883K ﹤0.01%
33,045
-35,136
270
$877K ﹤0.01%
15,000
-21,770
271
$867K ﹤0.01%
36,506
+6,149
272
$866K ﹤0.01%
+767
273
$863K ﹤0.01%
22,569
+1,334
274
$858K ﹤0.01%
+1,282
275
$857K ﹤0.01%
6,645
-360